United States: SEC Proposes Rule To Address Use Of AI By Broker-Dealers And Investment Advisors - Cadwalader, Wickersham & Taft LLP

United States: SEC Proposes Rule To Address Use Of AI By Broker-Dealers And Investment Advisors - Cadwalader, Wickersham & Taft LLP

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Spurred by the prevalent use of predictive data analytics by broker-dealers and investment advisers to direct their recommendations to investors...

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