United States: FINRA Updates Operational Interpretations To Align With SEA Amendments  - Cadwalader, Wickersham & Taft LLP

United States: FINRA Updates Operational Interpretations To Align With SEA Amendments - Cadwalader, Wickersham & Taft LLP

Mondaq

Published

FINRA revised and redesignated its Interpretations of the SEA Financial and Operating Rules to make them consistent with recent SEC amendments.

Full Article