United States: FINRA Imposes Fee Limits On Proxy Distributions - Cadwalader, Wickersham & Taft LLP

Mondaq

31 Dec 2021 0 shares 1 views

Mondaq

Published 31 Dec 2021

FINRA adopted amendments to a rule on reporting and fee requirements for the delivery by broker-dealers of proxy and other issuer-related materials.

United States: FINRA Proposes Changes To Modify Trade Reporting Fees For FINRA/NYSE Trade Reporting Facility - Cadwalader, Wickersham & Taft LLP

Mondaq 31 Dec 2021

FINRA established an operative date of April 1, 2022.