United States: FINRA Seeks Comment On Proposal On Borrowing And Lending To Customers - Cadwalader, Wickersham & Taft LLP

United States: FINRA Seeks Comment On Proposal On Borrowing And Lending To Customers - Cadwalader, Wickersham & Taft LLP

Mondaq

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FINRA has specifically requested that commenters address key points of the proposed amendments and suggested that the prohibition could be further expanded.

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