United States: Firm Settles FINRA Charges For MSRB Reporting Violations - Cadwalader, Wickersham & Taft LLP

United States: Firm Settles FINRA Charges For MSRB Reporting Violations - Cadwalader, Wickersham & Taft LLP

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A broker-dealer settled FINRA charges for failing to submit certain interest rate information to the MSRB's Short-Term Obligation Rate Transparency system.

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