United States: CFTC Levies Fines For Wash Sales  - Cadwalader, Wickersham & Taft LLP

United States: CFTC Levies Fines For Wash Sales - Cadwalader, Wickersham & Taft LLP

Mondaq

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The CFTC ordered two individuals and their affiliated firms to pay civil monetary penalties for alleged wash sales and noncompetitive trades.

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