United States: FINRA Proposes Longer Hold Periods To Combat Suspected Financial Exploitation Of Seniors - Cadwalader, Wickersham & Taft LLP

United States: FINRA Proposes Longer Hold Periods To Combat Suspected Financial Exploitation Of Seniors - Cadwalader, Wickersham & Taft LLP

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FINRA proposed amendments to FINRA Rule 2165 ("Financial Exploitation of Specified Adults") that would permit a broker-dealer to impose a longer hold period on a senior investor's account.

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